Job Description

Summary/Responsibilities:
Company is a global fiduciary group serving capital markets, alternative investment funds, international business and private clients.
The Compliance Officer is responsible for compliance, anti-money laundering and counter terrorist financing issues. The successful candidate, supported by the Board of Directors and the Managing Director, is the focal point for implementing a compliance culture within the office. This person is responsible for ensuring staff’s awareness of suspicious activity, circumstances, transactions and typologies and adherence to internal procedures for reporting concerns and suspicions.

Requirements:
Providing advice/guidance to staff as it relates to policies, procedures and issues of compliance, AML and CTF
Ensuring proper compliance arrangements, including reporting mechanisms for suspicious activity, are in place
Ensure that compliance, AML and CTF training is provided for staff and management
Approve due diligence and ensure it is scanned using Company's preferred scanning system
Promote awareness of regulatory and legislative matters, recommending changes to policies/procedures
Assist in the resolution of compliance, AML, CTF and related issues raised by audits or regulatory inspections
Maintain strong relationships with regulators, auditors and compliance staff of other Financial Service Providers

Candidates interested in applying to this role should e-mail 96t234@brokeragejobs.com.